The Transactional Group

The Transactional Group represents domestic and international clients in connection with a range of business transactions, including mergers and acquisitions, securities offerings, private placements, investment funds, joint ventures, securities regulatory compliance, general corporate activities, and real estate transactions. We routinely and economically prepare all requisite SEC and state regulatory filings in a timely manner, including registration statements, quarterly and annual reports, proxy solicitations, shareholder compliance reports and material event reporting. We also have extensive experience with micro-cap, AMEX, NASDAQ and OTCBB companies. We have many contacts within the finance and investment banking community and we can assist with introductions for public entity financings including PIPE offerings, equity lines, convertible preferred financings, follow on offerings, mezzanine debt, private placements and traditional commercial banking.